The Hong Kong University of Science and Technology
Department of Finance

Courses offered in Fall 2011/2012

Code   Title Total no.
of sections

Instructors 
and (number of sessions)

Teaching
Assistants

Remarks
Fall
Undergraduate
FINA 1303 Introduction to Financial Markets 1 Tak Po WONG (1) Syllabus TBD 
FINA 2102 Introduction to Finance 1 Veronique LAFON-VINAIS (1) Syllabus NA 
FINA 2203 Fundamentals of Business Finance 2 Lynn PI (2) Syllabus Siming TIAN
FINA 3104 Investment Analysis and Portfolio Management 3 Darwin CHOI (3) Syllabus Benson LEUNG
Entela BENZ (2) Syllabus Stella LIEN 
FINA 3204 Derivative Securities 3 Samuel Liang (1) Syllabus TBD
Sophie NI (2) Syllabus Victor YIP 
FINA 3304 Financial Markets 2 Veronique LAFON-VINAIS (2) Syllabus Colin LEE
FINA 3504 Management of Financial Institutions 1 Jonathan Batten (1) Syllabus Colin LEE
FINA 3604 Wealth Management 1 Lynn PI (1) Syllabus Siming TIAN
FINA 3810 Bloomberg Professional Training Program 1 Bloomberg Trainers (1) Syllabus N/A
FINA 3820 Thomson Reuters Certification Program 2 Gina KAO (2) Syllabus N/A
FINA 4204 Equity Valuation 2 Tak Po WONG (2) Syllabus TBD 
FINA 4304 Fixed Income Securities 1 Stephane CHRETIEN (1) Syllabus Siming TIAN
FINA 4810 Finance Practicum I 1 NA (1) Syllabus NA 
FINA 4929A Student Managed Investment Fund 1 Kalok Chan, Li Xi (1) Syllabus Stella LIEN 
FINA 4929B Structured Products Marketing and Trading 1 Henry Hui (1) Syllabus NA 
FINA 4929C Credit Rating 1 Stan Ho (1) Syllabus NA 
MBA/MSc
FINA 5120 Corporate Finance  2
(MScFA/IM Yr1)
Ahron ROSENFELD (2) Syllabus Victor YIP 1st half
2 (MBA) Vidhan Goyal  (2) Syllabus Stella LIEN 2nd half
FINA 5140 Advanced Topics in Financial Management  2 (MBA / MScFA Yr2) Tim ADAM  (2) Syllabus Ninghua ZHONG 1st half
FINA 5210 Investment Analysis 1  (MBA) Nusret CAKICI (1) Syllabus Benson LEUNG 1st half
2(MScFA/IM Yr1) Fei DING (2) Syllabus Colin LEE 2nd half
FINA 5220 Equity Investment Management 2 (MScFA/IM Yr2) Nusret CAKICI (2) Syllabus Benson LEUNG 1st half
1 (MBA) Bruno Solnik (1) Syllabus Victor YIP 2nd half
FINA 5290 Derivatives Analysis 2 (MBA) Sophie NI (1) Syllabus Qianqian DU 1st half
1
(MScFA/IM Yr1)
John CHALMERS (2) Syllabus Baolian WANG 2nd half
FINA 5340 Financial Markets in China 1 (MBA /
 MScFA/IM Yr2)
Jerome YEN (1) Syllabus Mao LEI 2nd half
FINA 5360 Fixed Income Analysis 1(MBA) Stephane CHRETIEN (1)   Syllabus Siming TIAN 2nd half
FINA 5380 Raising Debt in Financial Markets 2 (MBA /
 MScFA/IM Yr2)
Veronique LAFON-VINAIS (2) Syllabus Eva 1st & 2nd half
FINA 5440 Risk Management of Financial Institutions 1(MBA/MSc FA/IM) Jonathan Batten (1) Syllabus Victor YIP 2nd  half
FINA 5560 Structured Products and Exotic Options 1 (MScFA/IM Yr2) Jerome YEN (1) Syllabus Mao LEI 1st half
FINA 5570 Fixed Income Securities 1 (MScFA/IM Yr2) Chu ZHANG (1) Syllabus Shujing WANG 2nd half
FINA 5630 Global Economy and Emerging Markets 1 (MBA /
 MScFA/IM Yr2)
Paul SCHULTE (1) Syllabus Andrew CHIU 2nd half
FINA 5830 Statistical Methods for Risk Management 1 (MBA /
 MScFA/IM Yr2)
Hai XIN (1) Syllabus Stella LIEN 1st  half
FINA 5840 Financial Modeling 2 (MBA / MScFA/IM Yr2) Mark Seasholes (2) Syllabus Yue LIU 2nd half
FINA 6900A Project Finance 1 (MBA/
MScFA/IM Yr2)
Jaime AZCOITI (1) Syllabus Andrew CHIU 1st half
FINA 6900B Financial Institutions in Practice 2 (MBA) Veronique LAFON-VINAIS (2) Syllabus NA 1st half
FINA 6900C Investing for the Long Term - A Practical Perspective 1 (MBA) Rahul MOOKERJEE (1) Syllabus NA 2nd half
PhD
FINA 7900C Empirical Corporate Finance 1 Vidhan Goyal (1)   NA  
FINA 7900E Continuous Time Finance 1 Mark LOWENSTEIN (1)   NA  
FINA 7900F Special topics in Theoretical Corporate Finance 1 Thomas NOE (1)   NA  

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